Ricky Kwok , PFP® , QAFP®
SUMMARY OF QUALIFICATIONS
Personal Financial Planner designation ( PFP® )
Qualified Associate Financial Planner™ ( QAFP® )
with over three years of experience in the finance industry.
Exceptional client-centric attitude, proven ability to support strategic priorities, and a commitment to promoting team synergy. Strong organizational, planning, and time management skills, with a proven ability to effectively communicate complex financial concepts in Cantonese, Mandarin, and English.
WORK EXPERIENCE
Personal Banker , TD , Richmond, British Columbia, Canada July 2023 - Present
Provide personalized financial advice to customers based on their individual needs and goals.
Offer tailored investment and credit banking solutions to help customers achieve their financial objectives.
Conduct regular financial reviews with both existing and prospective customers to assess portfolio performance and discuss updates.
Financial Advisor, Scotiabank, Greater Vancouver, British Columbia, Canada January 2023 - June 2023
Provided personalized financial advice and guidance to clients, helping them achieve their financial goals.
Identified and suggested high-level financial solutions from a range of available investment and credit banking products.
EDUCATION & ACCOMPLISHMENTS
Personal Financial Planner designation (PFP®), Canadian Securities Institute , March 2023
Qualified Associate Financial Planner™ (QAFP®) certification, FPCanada , July 2023
Conduct and Practices Handbook Course (CPH®), Canadian Securities Institute, April 2023
Certificate in 3H Financial Planning, FP Canada, January 2023
Financial Planning Integration Course, Canadian Securities Institute, November 2022
Wealth Management Essentials (WME®), Canadian Securities Institute, November 2022
Certificate in Advanced Financial Advice, Canadian Securities Institute, October 2022
Financial Planning II (FP II), Canadian Securities Institute, October 2022
Introduction to Professional Ethics (IPE), FP Canada, October 2022
Law, Estate and Tax Supplement, Canadian Securities Institute, October 2022
Lending, Retirement and Insurance Supplement, Canadian Securities Institute, October 2022
Canadian Securities Course (CSC®), Canadian Securities Institute, September 2022
Certificate in Financial Services Advice, Canadian Securities Institute, September 2022
Financial Planning I (FP I), Canadian Securities Institute, September 2022
Personal Financial Services Advice (PFSA), Canadian Securities Institute, September 2022
CFA Level 1 Candidate, CFA Institute, May 2023
Bachelor of Art , The Open University of Hong Kong, 2016-2019
