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Ricky Kwok , PFP® , QAFP®

SUMMARY OF QUALIFICATIONS

 

 

Personal Financial Planner designation ( PFP® ) 

Qualified Associate Financial Planner™ ( QAFP® )

with over three years of experience in the finance industry.  

Exceptional client-centric attitude, proven ability to support strategic priorities, and a commitment to promoting team synergy. Strong organizational, planning, and time management skills, with a proven ability to effectively communicate complex financial concepts in Cantonese, Mandarin, and English.  

 

WORK EXPERIENCE

 

 

Personal Banker , TD , Richmond, British Columbia, Canada                                         July 2023 - Present

Provide personalized financial advice to customers based on their individual needs and goals.

Offer tailored investment and credit banking solutions to help customers achieve their financial objectives.

Conduct regular financial reviews with both existing and prospective customers to assess portfolio performance and discuss updates.

 

Financial Advisor, Scotiabank, Greater Vancouver, British Columbia, Canada    January 2023 - June 2023

Provided personalized financial advice and guidance to clients, helping them achieve their financial goals.  

Identified and suggested high-level financial solutions from a range of available investment and credit banking products.  

 

EDUCATION & ACCOMPLISHMENTS  

 

 

Personal Financial Planner designation (PFP®), Canadian Securities Institute , March 2023  

Qualified Associate Financial Planner™ (QAFP®) certification, FPCanada , July 2023  

Conduct and Practices Handbook Course (CPH®), Canadian Securities Institute, April 2023  

Certificate in 3H Financial Planning, FP Canada, January 2023  

Financial Planning Integration Course, Canadian Securities Institute, November 2022  

Wealth Management Essentials (WME®), Canadian Securities Institute, November 2022  

Certificate in Advanced Financial Advice, Canadian Securities Institute, October 2022  

Financial Planning II (FP II), Canadian Securities Institute, October 2022  

Introduction to Professional Ethics (IPE), FP Canada, October 2022  

Law, Estate and Tax Supplement, Canadian Securities Institute, October 2022  

Lending, Retirement and Insurance Supplement, Canadian Securities Institute, October 2022  

Canadian Securities Course (CSC®), Canadian Securities Institute, September 2022  

Certificate in Financial Services Advice, Canadian Securities Institute, September 2022  

Financial Planning I (FP I), Canadian Securities Institute, September 2022  

Personal Financial Services Advice (PFSA), Canadian Securities Institute, September 2022  

CFA Level 1 Candidate, CFA Institute, May 2023  

Bachelor of Art , The Open University of Hong Kong, 2016-2019

Personal Financial Planner designation ( PFP® ) 
Qualified Associate Financial Planner™ (QAFP®) certification
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